Investment Fraud and Financial Crimes
I have been a victim I know and I understand here are some links to help you:
http://www.nfa.futures.org/
http://www.corp.ca.gov/about/broker.asp
http://www.nfa.futures.org/basicnet/
http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm
http://www.finra.org/
http://www.corp.ca.gov/Education_Outreach/pdf/resources/checkbeforeyouinvest.pdf
http://www.corp.ca.gov/about/adviser.asp
http://www.invesco.com/portal/site/global/CommunityDevelopment
http://www.sec.gov/whistleblower
Office of the Whistleblower
Assistance and information from a whistleblower who knows of possible securities law violations can be among the most powerful weapons in the law enforcement arsenal of the Securities and Exchange Commission. Through their knowledge of the circumstances and individuals involved, whistleblowers can help the Commission identify possible fraud and other violations much earlier than might otherwise have been possible. That allows the Commission to minimize the harm to investors, better preserve the integrity of the United States' capital markets, and more swiftly hold accountable those responsible for unlawful conduct.
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http://www.sec.gov/about/offices/owb/owb-tips.shtml
Submit a Tip
To qualify for an award under the Whistleblower Program, you must submit information regarding possible securities law violations to the Commission in one of the following ways:
Online through the Commission’s Tip, Complaint or Referral Portal; or
By mailing or faxing a Form TCR to:
SEC Office of the Whistleblower
100 F Street NE
Mail Stop 5971
Washington, DC 20549
Fax: (703) 813-9322
Please note that if you choose to submit your information anonymously, i.e., without providing your identity or contact information, you must be represented by, and provide contact information for, an attorney in connection with your submission in order to be eligible for an award.
http://www.sec.gov/about/offices/owb/owb-resources.shtml
Other Whistleblower Programs
If you have information about violations related to commodities, futures, or similar products, including all violations of the Commodity Exchange Act, please refer to the Commodity Futures Trading Commission’s whistleblower program.
If your information also implicates United States tax laws, you may want to learn more about theIRS Whistleblower Program.
The Department of Justice enforces the False Claims Act, another major whistleblower law.
Finding an Attorney
While the SEC can not recommend an attorney, we can provide resources from our Fast Answerdatabase.
How the SEC Investigates Cases
If you would like guidance on considerations the SEC uses when analyzing allegations of fraud and determining which cases to pursue, please see the SEC’s Division of Enforcement Manual.
Investment Adviser Search
Investment Adviser Public Disclosure (IAPD) provides information about current and former Investment Adviser Representatives (IARs) and Investment Adviser firms registered with the SEC and/or state securities regulators.
In addition to providing information about IARs currently registered with a state securities regulator, IAPD also includes individuals who:
have been registered with a state securities regulator within the last ten years, or
(1) have ever been the subject of a final regulatory event, (2) convicted of or pled guilty or no contest to a crime, (3) have been the subject of a civil injunction or civil court finding involving a violation of any investment-related statute(s) or regulation(s), or (4) have been a respondent or defendant or the subject of an arbitration or civil litigation which resulted in an award, decision, or judgment for a customer that has been reported on a registration form.
To search for an IAR or a firm, select one of the radio buttons below. If you are having problems with your search, please refine your search criteria or call 240-386-4848 for technical assistance.
Investment Adviser Search
Investment Adviser Public Disclosure (IAPD) provides information about current and former Investment Adviser Representatives (IARs) and Investment Adviser firms registered with the SEC and/or state securities regulators.
In addition to providing information about IARs currently registered with a state securities regulator, IAPD also includes individuals who:
have been registered with a state securities regulator within the last ten years, or
(1) have ever been the subject of a final regulatory event, (2) convicted of or pled guilty or no contest to a crime, (3) have been the subject of a civil injunction or civil court finding involving a violation of any investment-related statute(s) or regulation(s), or (4) have been a respondent or defendant or the subject of an arbitration or civil litigation which resulted in an award, decision, or judgment for a customer that has been reported on a registration form.
To search for an IAR or a firm, select one of the radio buttons below. If you are having problems with your search, please refine your search criteria or call 240-386-4848 for technical assistance.
http://www.adviserinfo.sec.gov/(S(ng3rip5ziaqbfi1v1u1yfrmu))/IAPD/Content/Search/iapd_Search.aspx
Investment Adviser Search
Investment Adviser Public Disclosure (IAPD) provides information about current and former Investment Adviser Representatives (IARs) and Investment Adviser firms registered with the SEC and/or state securities regulators.
In addition to providing information about IARs currently registered with a state securities regulator, IAPD also includes individuals who:
have been registered with a state securities regulator within the last ten years, or
(1) have ever been the subject of a final regulatory event, (2) convicted of or pled guilty or no contest to a crime, (3) have been the subject of a civil injunction or civil court finding involving a violation of any investment-related statute(s) or regulation(s), or (4) have been a respondent or defendant or the subject of an arbitration or civil litigation which resulted in an award, decision, or judgment for a customer that has been reported on a registration form.
To search for an IAR or a firm, select one of the radio buttons below. If you are having problems with your search, please refine your search criteria or call 240-386-4848 for technical assistance.
http://www.adviserinfo.sec.gov/(S(ng3rip5ziaqbfi1v1u1yfrmu))/IAPD/Content/Search/iapd_Search.aspx
These are reputable companies to do business with:
http://www.usgoldbuyers.com/coinsbullions.asp
http://northernrefineries.com/Useful_Links.htm
http://northernrefineries.com/Useful_Links.htm
http://northernrefineries.com/Materials.htm
http://www.providentmetals.com/precious-metals-ira.html
http://www.providentmetals.com/supplies/food-storage.html
http://www.google.com/finance?q=MUTF:IGDAX
http://www.invesco.com/portal/site/global/Directors/
http://www.invesco.com/portal/site/global/InvescoCares
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